SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.__)*
ASBURY AUTOMOTIVE GROUP, INC.
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(Name of Issuer)
COMMON STOCK (PAR VALUE $.01 PER SHARE)
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(Title of Class of Securities)
043436104
--------------------------------------------
(CUSIP Number)
DECEMBER 31, 2002
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[_] Rule 13d-1(b)
[_] Rule 13d-1(c)
[X] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a person's initial
filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
ASBURY AUTOMOTIVE HOLDINGS L.L.C.
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 17,550,743
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
17,550,743
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
8,720,189* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
51.9%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
CO
- ------------------------------------------------------------------------------
*Asbury Automotive Holdings L.L.C. expressly disclaims beneficial ownership of
the shares of Asbury Automotive Group, Inc. beneficially owned by all other
parties to the Shareholders Agreement identified in Item 8 below.
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
RIPPLEWOOD INVESTMENTS L.L.C.
(FORMERLY KNOWN AS RIPPLEWOOD HOLDINGS L.L.C.)
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 8,954,900
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,954,900
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
8,720,189* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
26.5%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
OO
- ------------------------------------------------------------------------------
* Ripplewood Investments L.L.C. is the owner of approximately 51% of the
membership interests of Asbury Automotive Holdings L.L.C. Ripplewood
Investments L.L.C. expressly disclaims beneficial ownership of the shares of
Asbury Automotive Group, Inc. beneficially owned by all parties to the
Shareholders Agreement identified in Item 8 below, except to the extent of its
pecuniary interest therein.
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CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
COLLINS FAMILY PARTNERS, L.P.
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 8,954,900
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,954,900
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
8,720,189* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
26.5%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
CO
- ------------------------------------------------------------------------------
* Collins Family Partners expressly disclaims beneficial ownership of the
shares of Asbury Automotive Group, Inc. beneficially owned by all parties to
the Shareholders Agreement identified in Item 8 below, except to the extent of
its pecuniary interest therein.
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
TIMOTHY C. COLLINS
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 8,954,900
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,954,900
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
8,720,189* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
26.5%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
IN
- ------------------------------------------------------------------------------
* Timothy C. Collins expressly disclaims beneficial ownership of the shares of
Asbury Automotive Group, Inc. beneficially owned by all parties to the
Shareholders Agreement identified in Item 8 below, except to the extent of his
pecuniary interest therein.
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
C.V. NALLEY, III
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
GEORGIA
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 1,360,759
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,360,759
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
24,910,173* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.0%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
CO
- ------------------------------------------------------------------------------
* C.V Nalley, III expressly disclaims beneficial ownership of the shares of
Asbury Automotive Group, Inc. beneficially owned by all other parties to the
Shareholders Agreement identified in Item 8 below.
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
THOMAS F. MCLARTY III
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 454,114
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
454,114
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
25,818,818* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.3%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
IN
- ------------------------------------------------------------------------------
* Thomas F. McLarty III expressly disclaims beneficial ownership of the shares
of Asbury Automotive Group, Inc. beneficially owned by all other parties to
the Shareholders Agreement identified in Item 8 below.
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
LUTHER COGGIN
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 461,421
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
461,421
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
25,809,511* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.4%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
IN
- ------------------------------------------------------------------------------
* Luther Coggin individually holds 353,016 shares of Asbury Automotive Group,
Inc. Luther Coggin acts as Trustee for the Tracye C. Hawkins 1999 Att Trust,
the Christy C. Hayden 1999 Att Trust and the Cindy C. Coggin 1999 Att Trust,
which each hold 36,135 shares of Asbury Automotive Group, Inc. Luther Coggin
expressly disclaims beneficial ownership of the shares of Asbury Automotive
Group, Inc. beneficially owned by all other parties to the Shareholders
Agreement identified in Item 8 below.
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
TRACYE C. HAWKINS 1999 ATT TRUST
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
FLORIDA
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 36,135
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
36,135
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
26,234,797* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
OO
- ------------------------------------------------------------------------------
* Tracye C. Hawkins 1999 Att Trust expressly disclaims beneficial ownership of
the shares of Asbury Automotive Group, Inc. beneficially owned by all other
parties to the Shareholders Agreement identified in Item 8 below.
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
CHRISTY C. HAYDEN 1999 ATT TRUST
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
FLORIDA
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 36,135
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
36,135
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
26,234,797* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
OO
- ------------------------------------------------------------------------------
* Christy C. Hayden 1999 Att Trust expressly disclaims beneficial ownership of
the shares of Asbury Automotive Group, Inc. beneficially owned by all other
parties to the Shareholders Agreement identified in Item 8 below.
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
CINDY C. COGGIN 1999 ATT TRUST
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Florida
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 36,135
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
36,135
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
26,234,797* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
OO
- ------------------------------------------------------------------------------
* Cindy C. Coggin 1999 Att Trust expressly disclaims beneficial ownership of
the shares of Asbury Automotive Group, Inc. beneficially owned by all other
parties to the Shareholders Agreement identified in Item 8 below.
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
CHARLIE (C.B.) TOMM AND ANITA DESAUSSURE TOMM, TENANTS BY THE
ENTIRETIES
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 134,870
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
134,870
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
26,136,062* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.4%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
OO
- ------------------------------------------------------------------------------
* Charlie (C.B.) Tomm and Anita DeSaussure Tomm, Tenants by the Entireties,
expressly disclaim beneficial ownership of the shares of Asbury Automotive
Group, Inc. beneficially owned by all other parties to the Shareholders
Agreement identified in Item 8 below.
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
CNC AUTOMOTIVE, LLC
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
NORTH CAROLINA
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 225,845
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
225,845
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
26,045,087* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.7%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
OO
- ------------------------------------------------------------------------------
* CNC Automotive, LLC expressly disclaims beneficial ownership of the shares
of Asbury Automotive Group, Inc. beneficially owned by all other parties to
the Shareholders Agreement identified in Item 8 below.
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
JOHN R. CAPPS
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 538,972
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
538,972
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
25,731,960* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.6%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
IN
- ------------------------------------------------------------------------------
* John R. Capps expressly disclaims beneficial ownership of the shares of
Asbury Automotive Group, Inc. beneficially owned by all other parties to the
Shareholders Agreement identified in Item 8 below.
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
JIW ENTERPRISES IRREVOCABLE TRUST OF 2002
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 1,397,591
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,397,591
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
24,873,341* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.2%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
OO
- ------------------------------------------------------------------------------
* JIW Enterprises Irrevocable Trust of 2002 expressly disclaims beneficial
ownership of the shares of Asbury Automotive Group, Inc. beneficially owned by
all other parties to the Shareholders Agreement identified in Item 8 below.
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
DMCD AUTOS IRVING, INC.
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
TEXAS
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 754,867
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
754,867
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
25,516,065* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.2%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
CO
- ------------------------------------------------------------------------------
* DMCD Autos Irving, Inc. expressly disclaims beneficial ownership of the shares
of Asbury Automotive Group, Inc. beneficially owned by all other parties to the
Shareholders Agreement identified in Item 8 below.
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
DMCD AUTOS HOUSTON, INC.
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
TEXAS
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 320,226
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
320,226
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
25,950,706* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.0%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
CO
- ------------------------------------------------------------------------------
* DMCD Autos Houston, Inc. expressly disclaims beneficial ownership of the
shares of Asbury Automotive Group, Inc. beneficially owned by all other parties
to the Shareholders Agreement identified in Item 8 below.
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
DAVID MCDAVID, SR.
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 1,075,093
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,075,093
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
25,195,839* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.2%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
CO
- ------------------------------------------------------------------------------
* David McDavid, Sr. is the 100% owner of DMCD Autos Irving, Inc. and 52% owner
of DMCD Autos Houston, Inc. David McDavid Sr. expressly disclaims beneficial
ownership of the shares of Asbury Automotive Group, Inc. beneficially owned by
all other parties to the Shareholders Agreement identified in Item 8 below.
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
JAMES TORDA
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 76,835
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
76,835
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
26,194,097* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
IN
- ------------------------------------------------------------------------------
* James Torda expressly disclaims beneficial ownership of the shares of Asbury
Automotive Group, Inc. beneficially owned by all other parties to the
Shareholders Agreement identified in Item 8 below.
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
DAVE WEGNER
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 76,835
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
76,835
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
26,194,097* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
IN
- ------------------------------------------------------------------------------
* Dave Wegner expressly disclaims beneficial ownership of the shares of Asbury
Automotive Group, Inc. beneficially owned by all other parties to the
Shareholders Agreement identified in Item 8 below.
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
CHILDS & ASSOCIATES INC.
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
NORTH CAROLINA
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 152,930
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
152,930
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
26,118,002* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.5%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
CO
- ------------------------------------------------------------------------------
* Childs & Associates Inc. expressly disclaims beneficial ownership of the
shares of Asbury Automotive Group, Inc. beneficially owned by all other parties
to the Shareholders Agreement identified in Item 8 below.
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
ROBERT E. GRAY
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 329,378
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
329,378
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
25,941,554* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.0%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
IN
- ------------------------------------------------------------------------------
* Robert E. Gray expressly disclaims beneficial ownership of the shares of
Asbury Automotive Group, Inc. beneficially owned by all other parties to the
Shareholders Agreement identified in Item 8 below.
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GIBSON FAMILY PARTNERSHIP, L.P.
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
PENNSYLVANIA
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 45,840
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
45,840
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
26,225,092* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
PN
- ------------------------------------------------------------------------------
* Gibson Family Partnership, L.P. expressly disclaims beneficial ownership of
the shares of Asbury Automotive Group, Inc. beneficially owned by all other
parties to the Shareholders Agreement identified in Item 8 below.
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
ROBERT DENNIS
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 23,917
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,917
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
26,247,015* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.07%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
IN
- ------------------------------------------------------------------------------
* Robert Dennis expressly disclaims beneficial ownership of the shares of
Asbury Automotive Group, Inc. beneficially owned by all other parties to the
Shareholders Agreement identified in Item 8 below.
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
THOMAS F. GILMAN
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 38,567
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
38,567
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
26,232,365* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
IN
- ------------------------------------------------------------------------------
* Thomas F. Gilman expressly disclaims beneficial ownership of the shares of
Asbury Automotive Group, Inc. beneficially owned by all other parties to the
Shareholders Agreement identified in Item 8 below.
- -----------------------
CUSIP NO. 043436104 13G
- -----------------------
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
THOMAS G. MCCOLLUM
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [x]
(b) [_]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- ------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
26,270,932
OWNED BY
-----------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 23,140
PERSON -----------------------------------------------------------
8. SHARED DISPOSITIVE POWER
WITH
0
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,140
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
26,247,792* [x]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.06%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
IN
- ------------------------------------------------------------------------------
* Thomas G. McCollum expressly disclaims beneficial ownership of the shares of
Asbury Automotive Group, Inc. beneficially owned by all other parties to the
Shareholders Agreement identified in Item 8 below.
Item 1(a). Name of Issuer:
ASBURY AUTOMOTIVE GROUP, INC.
Item 1(b). Address of Issuer's Principal Executive Offices:
3 LANDMARK SQUARE
SUITE 500
STAMFORD, CT 06901
Item 2(a). Name of Persons Filing:
ASBURY AUTOMOTIVE HOLDINGS L.L.C.
RIPPLEWOOD INVESTMENTS L.L.C.
COLLINS FAMILY PARTNERS, L.P.
TIMOTHY C. COLLINS
C.V NALLEY, III
THOMAS MCLARTY III
LUTHER COGGIN
TRACYE C. HAWKINS 1999 ATT TRUST
CHRISTY C. HAYDEN 1999 ATT TRUST
CINDY C. COGGIN 1999 ATT TRUST
CHARLIE (C.B.) TOMM AND ANITA DESAUSSURE TOMM, TENANTS BY
THE ENTIRETIES
CNC AUTOMOTIVE, LLC
JOHN R. CAPPS
JIW ENTERPRISES IRREVOCABLE TRUST OF 2002
DMCD AUTOS IRVING, INC.
DMCD AUTOS HOUSTON, INC.
JAMES TORDA
DAVE WEGNER
CHILDS & ASSOCIATES INC.
ROBERT E. GRAY
GIBSON FAMILY PARTNERSHIP, L.P.
THOMAS F. GILMAN
THOMAS G. MCCOLLUM
Item 2(b). Address of Principal Business Office or, if none, Residence:
ASBURY AUTOMOTIVE HOLDINGS L.L.C.
C/O RIPPLEWOOD HOLDINGS L.L.C.
ONE ROCKEFELLER PLAZA
32ND FLOOR
NEW YORK, NY 10020
RIPPLEWOOD INVESTMENTS L.L.C.
ONE ROCKEFELLER PLAZA
32ND FLOOR
NEW YORK, NY 10020
COLLINS FAMILY PARTNERS, L.P.
C/O RIPPLEWOOD INVESTMENTS L.L.C.
ONE ROCKEFELLER PLAZA
32ND FLOOR
NEW YORK, NY 10020
TIMOTHY C. COLLINS
C/O RIPPLEWOOD INVESTMENTS L.L.C.
ONE ROCKEFELLER PLAZA
32ND FLOOR
NEW YORK, NY 10020
C.V. NALLEY III
87 WEST PACES FERRY ROAD
ATLANTA, GA 30305
THOMAS MCLARTY III
350 SALEM ROAD
CONWAY, AR 72032
LUTHER COGGIN
4306 PABLO OAKS COURT
JACKSONVILLE, FL 32224
TRACYE C. HAWKINS 1999 ATT TRUST
C/O COGGIN AUTOMOTIVE GROUP
4306 PABLO OAKS COURT
JACKSONVILLE, FL 32224
CHRISTY C. HAYDEN 1999 ATT TRUST
C/O COGGIN AUTOMOTIVE GROUP
4306 PABLO OAKS COURT
JACKSONVILLE, FL 32224
CINDY C. COGGIN 1999 ATT TRUST
C/O COGGIN AUTOMOTIVE GROUP
4306 PABLO OAKS COURT
JACKSONVILLE, FL 32224
CHARLIE (C.B.) TOMM AND ANITA DESAUSSURE TOMM, TENANTS BY
THE ENTIRETIES
462 INLAND WAY
ATLANTIC BEACH, FL 32233
CNC AUTOMOTIVE, LLC
300 NO. GREEN ST., SUITE 285
GREENSBORO, NC 27401
JOHN R. CAPPS
11830 OLIVE BLVD.
ST. LOUIS, MO 63141
JIW ENTERPRISES IRREVOCABLE TRUST OF 2002
C/0 JEFFREY I. WOOLEY
4636 N. DALE MABRY HWY
TAMPA, FL 33614
DMCD AUTOS IRVING, INC.
3600 WEST AIRPORT FREEWAY
IRVING, TX 75062
DMCD AUTOS HOUSTON, INC.
3600 WEST AIRPORT FREEWAY
IRVING, TX 75062
DAVID MCDAVID, SR.
3600 WEST AIRPORT FREEWAY
IRVING, TX 75062
JAMES TORDA
3600 WEST AIRPORT FREEWAY
IRVING, TX 75062
DAVE WEGNER
708 PINEHOLLOW DRIVE
FRIENDSHIP, TX 77546
CHILDS & ASSOCIATES INC.
256 SWAIN STREET
FAYETTEVILLE, NC 28303
ROBERT E. GRAY
224 TERRANCE DRIVE
BRANDON, MS 39042
GIBSON FAMILY PARTNERSHIP, L.P.
810 MT. MORO RD.
VILLANOVA, PA 19085
THOMAS F. GILMAN
ASBURY AUTOMOTIVE GROUP, INC.
3 LANDMARK SQUARE, SUITE 500
STAMFORD, CT 06901
THOMAS G. MCCOLLUM
ASBURY AUTOMOTIVE GROUP, INC.
3 LANDMARK SQUARE, SUITE 500
STAMFORD, CT 06901
Item 2(c). Citizenship:
ASBURY AUTOMOTIVE HOLDINGS L.L.C. - DELAWARE
RIPPLEWOOD INVESTMENTS L.L.C. - DELAWARE
COLLINS FAMILY PARTNERS, L.P. - DELAWARE
TIMOTHY C. COLLINS - USA
C.V NALLEY, III
THOMAS MCLARTY III - USA
LUTHER COGGIN - USA
TRACYE C. HAWKINS 1999 ATT TRUST - FLORIDA
CHRISTY C. HAYDEN 1999 ATT TRUST - FLORIDA
CINDY C. COGGIN 1999 ATT TRUST - FLORIDA
CHARLIE (C.B.) TOMM AND ANITA DESAUSSURE TOMM, TENANTS BY
THE ENTIRETIES - USA
CNC AUTOMOTIVE, LLC - NORTH CAROLINA
JOHN R. CAPPS - USA
JIW ENTERPRISES IRREVOCABLE TRUST OF 2002 - USA
DMCD AUTOS IRVING, INC. - TEXAS
DMCD AUTOS HOUSTON, INC. - TEXAS
DAVID MCDAVID, SR. - USA
JAMES TORDA - USA
DAVE WEGNER - USA
CHILDS & ASSOCIATES INC. - NORTH CAROLINA
ROBERT E. GRAY - USA
GIBSON FAMILY PARTNERSHIP, L.P. - USA
THOMAS F. GILMAN - USA
THOMAS G. MCCOLLUM - USA
Item 2(d). Title of Class of Securities:
COMMON STOCK, PAR VALUE $.01 PER SHARE
Item 2(e). CUSIP Number:
043436104
Item 3. NOT APPLICABLE. THIS SCHEDULE 13G IS FILED PURSUANT TO RULE
13D-1(D).
Item 4. Ownership
(a). Amount beneficially owned:
SEE THE RESPONSES TO ITEM 9 ON THE ATTACHED COVER
PAGES.
(b). Percent of Class:
SEE THE RESPONSES TO ITEM 11 ON THE ATTACHED COVER PAGES.
(c). Number of shares as to which such person has:
(i). Sole power to vote or to direct the vote: SEE THE
RESPONSES TO ITEM 5 ON THE ATTACHED COVER PAGES.
(ii). Shared power to vote or to direct the vote: SEE THE
RESPONSES TO ITEM 6 ON THE ATTACHED COVER PAGES.
(iii). Sole power to dispose or to direct the disposition
of: SEE THE RESPONSES TO ITEM 7 ON THE ATTACHED
COVER PAGES.
(iv). Shared power to dispose or to direct the disposition
of: SEE THE RESPONSES TO ITEM 8 ON THE ATTACHED
COVER PAGES.
Item 5. Ownership of Five Percent or Less of a Class
IF THIS STATEMENT IS BEING FILED TO REPORT THE FACT
THAT AS OF THE DATE HEREOF THE REPORTING PERSON HAS
CEASED TO BE THE BENEFICIAL OWNER OF MORE THAN FIVE
PERCENT OF THE CLASS OF SECURITIES, CHECK THE
FOLLOWING [ ].
Item 6. Ownership of More than Five Percent on Behalf of Another
Person.
NOT APPLICABLE
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent
Holding Company or Control Person
NOT APPLICABLE
Item 8. Identification and Classification of Members of the Group
THE FOLLOWING SHAREHOLDERS ARE MEMBERS OF A GROUP
BASED ON VOTING ARRANGEMENTS IN ASBURY AUTOMOTIVE
GROUP, INC.'S SHAREHOLDERS AGREEMENT, DATED AS OF
MARCH 1, 2002 [AND AMENDED AS OF FEBRUARY 1, 2003]:
ASBURY AUTOMOTIVE HOLDINGS L.L.C.*
C.V NALLEY, III
THOMAS MCLARTY III
LUTHER COGGIN
TRACYE C. HAWKINS 1999 ATT TRUST
CHRISTY C. HAYDEN 1999 ATT TRUST
CINDY C. COGGIN 1999 ATT TRUST
CHARLIE (C.B.) TOMM AND ANITA DESAUSSURE TOMM, TENANTS BY
THE ENTIRETIES
CNC AUTOMOTIVE, LLC
JOHN R. CAPPS
JIW ENTERPRISES IRREVOCABLE TRUST OF 2002
DMCD AUTOS IRVING, INC.**
DMCD AUTOS HOUSTON, INC.**
JAMES TORDA
DAVE WEGNER
CHILDS & ASSOCIATES INC.
ROBERT E. GRAY
GIBSON FAMILY PARTNERSHIP, L.P.
ROBERT DENNIS
THOMAS F. GILMAN
THOMAS G. MCCOLLUM
* Ripplewood Investments L.L.C. is the owner of
approximately 51% of the membership interests of
Asbury Automotive Holdings L.L.C.; FS Equity
Partners III, L.P., FS Equity Partners
International L.P and FS Equity Partners IV, L.P.,
investment funds affiliated with Freeman Spogli,
are the owners of approximately 49% of the
membership interests of Asbury Automotive Holdings
L.L.C.]
** David McDavid, Sr. is the 100% owner of DMCD Autos
Irving, Inc. and 52% owner of DMCD Autos Houston, Inc.
Item 9. Notice of Dissolution of Group
NOT APPLICABLE
Item 10. Certifications
NOT APPLICABLE
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete
and correct.
Date: February 14, 2003
ASBURY AUTOMOTIVE HOLDINGS L.L.C.
by: /s/Ian K. Snow
-------------------------------
Name: Ian K. Snow
Title: Director
RIPPLEWOOD INVESTMENTS L.L.C.
by: /s/Peter Berger
-------------------------------
Name: Peter Berger
Title: Chief Financial Officer
COLLINS FAMILY PARTNERS, L.P.
by: /s/Timothy C. Collins
-------------------------------
Name: Timothy C. Collins
Title: President
TIMOTHY C. COLLINS
by: /s/Timothy C. Collins
-------------------------------
Name: Timothy C. Collins
Title:
C.V. NALLEY, III
by: /s/ C.V. Nalley, III
-------------------------------
Name: C.V. Nalley, III
Title:
THOMAS MCLARTY III
by: /s/Thomas McLarty, III
-------------------------------
Name: Thomas McLarty, III
Title:
LUTHER COGGIN
by: /s/Luther Coggin
-------------------------------
Name: Luther Coggin
Title:
TRACYE C. HAWKINS 1999 ATT TRUST
by: /s/Luther Coggin
-------------------------------
Name: Luther Coggin
Title: Trustee
CHRISTY C. HAYDEN 1999 ATT TRUST
by: /s/Luther Coggin
-------------------------------
Name: Luther Coggin
Title: Trustee
CINDY C. COGGIN 1999 ATT TRUST
by: /s/Luther Coggin
-------------------------------
Name: Luther Coggin
Title: Trustee
CHARLIE (C.B.) TOMM AND ANITA DESAU
TENANTS BY THE ENTIRETIES
by: /s/Charlie Tomm
-------------------------------
Name: Charlie Tomm
Title:
CNC AUTOMOTIVE, LLC
by: /s/Michael S. Kearney
-------------------------------
Name: Michael S. Kearney
Title: Vice President
JOHN R. CAPPS
by: /s/ John R. Capps
-------------------------------
Name: John R. Capps
Title:
JIW ENTERPRISES IRREVOCABLE TRUST O
by: /s/ Douglas Tew
-------------------------------
Name: Douglas Tew
Title: Trustee
DMCD AUTOS IRVING, INC.
by: /s/ David McDavid, Sr.
-------------------------------
Name: David McDavid, Sr.
Title: President
DMCD AUTOS HOUSTON, INC.
by: /s/ David McDavid, Sr.
-------------------------------
Name: David McDavid, Sr.
Title: President
David McDavid, Sr.
by: /s/ David McDavid, Sr.
-------------------------------
Name: David McDavid, Sr.
Title:
JAMES TORDA
by: /s/ James Torda
-------------------------------
Name: James Torda
Title:
DAVE WEGNER
by: /s/ Dave Wegner
-------------------------------
Name: Dave Wegner
Title:
CHILDS & ASSOCIATES INC.
by: /s/ William L. Childs, Sr.
-------------------------------
Name: William L. Childs, Sr.
Title: President
ROBERT E. GRAY
by: /s/ Robert E. Gray
-------------------------------
Name: Robert E. Gray
Title:
GIBSON FAMILY PARTNERSHIP, L.P.
by: /s/ Thomas R. Gibson
-------------------------------
Name: Thomas R. Gibson
Title: Chairman
THOMAS F. GILMAN
by: /s/ Thomas F. Gilman
-------------------------------
Name: Thomas F. Gilman
Title:
Thomas G. McCollum
by: /s/ Thomas G. McCollum
-------------------------------
Name: Thomas G. McCollum
Title: